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- Investment_Industry_Regulatory_Organization_of_Canada abbreviation "IIROC/OCRCVM".
- Investment_Industry_Regulatory_Organization_of_Canada abstract "The Investment Industry Regulatory Organization of Canada (IIROC; Organisme Canadien de réglementation du commerce des valeurs mobilières or OCRCVM in French) is a non-profit, national self-regulatory organization (SRO). Established through the merger of the Investment Dealers Association of Canada (IDA) and Market Regulation Services Inc. (RS) on June 1, 2008, the IIROC regulates securities dealers which operate in Canada's equity and debt markets, and is overseen by the Canadian Securities Administrators.The organization sets regulatory and investment industry standards and has quasi-judicial powers in that it holds compliance hearings and has the power to suspend, fine and expel members and registered representatives, such as advisers. However, it has often been criticized by investor advocates as ineffective.The organization has been involved in litigation over its power to discipline former members for their conduct while they were members. An Ontario Divisional Court decision in the matter of Stephen Taub ruled the Ontario Securities Act does not allow this. The British Columbia Court of Appeal reached a different conclusion in the matter of Charles Dass and upheld a decision of the British Columbia Securities Commission that IIROC does have jurisdiction over former members. Later the Ontario Court of Appeal reversed the Divisional Court decision and reached the same conclusion as the British Columbia Court. In Saskatchewan and Alberta, provincial securities regulations state explicitly that self-regulatory organizations have the power to pursue enforcement activities with regards to former members.".
- Investment_Industry_Regulatory_Organization_of_Canada formationYear "2008".
- Investment_Industry_Regulatory_Organization_of_Canada headquarter Canada.
- Investment_Industry_Regulatory_Organization_of_Canada headquarter Toronto.
- Investment_Industry_Regulatory_Organization_of_Canada language English_language.
- Investment_Industry_Regulatory_Organization_of_Canada language French_language.
- Investment_Industry_Regulatory_Organization_of_Canada purpose "monitors members for securities law compliance; enforces securities regulations through quasi-judicial proceedings".
- Investment_Industry_Regulatory_Organization_of_Canada regionServed Canada.
- Investment_Industry_Regulatory_Organization_of_Canada status "active".
- Investment_Industry_Regulatory_Organization_of_Canada type Canada.
- Investment_Industry_Regulatory_Organization_of_Canada wikiPageExternalLink www.iiroc.ca.
- Investment_Industry_Regulatory_Organization_of_Canada wikiPageID "18847030".
- Investment_Industry_Regulatory_Organization_of_Canada wikiPageRevisionID "600318635".
- Investment_Industry_Regulatory_Organization_of_Canada abbreviation "IIROC/OCRCVM".
- Investment_Industry_Regulatory_Organization_of_Canada formation "2008".
- Investment_Industry_Regulatory_Organization_of_Canada hasPhotoCollection Investment_Industry_Regulatory_Organization_of_Canada.
- Investment_Industry_Regulatory_Organization_of_Canada headquarters Canada.
- Investment_Industry_Regulatory_Organization_of_Canada headquarters Toronto.
- Investment_Industry_Regulatory_Organization_of_Canada language English_language.
- Investment_Industry_Regulatory_Organization_of_Canada language French_language.
- Investment_Industry_Regulatory_Organization_of_Canada name "Investment Industry Regulatory Organization of Canada".
- Investment_Industry_Regulatory_Organization_of_Canada purpose "monitors members for securities law compliance; enforces securities regulations through quasi-judicial proceedings".
- Investment_Industry_Regulatory_Organization_of_Canada regionServed Canada.
- Investment_Industry_Regulatory_Organization_of_Canada status "active".
- Investment_Industry_Regulatory_Organization_of_Canada type "Organizations based in Canada".
- Investment_Industry_Regulatory_Organization_of_Canada website "http://www.iiroc.ca/ www.iiroc.ca/".
- Investment_Industry_Regulatory_Organization_of_Canada subject Category:Financial_regulation.
- Investment_Industry_Regulatory_Organization_of_Canada subject Category:Financial_regulatory_authorities_of_Canada.
- Investment_Industry_Regulatory_Organization_of_Canada subject Category:Industry_trade_groups_based_in_Canada.
- Investment_Industry_Regulatory_Organization_of_Canada subject Category:Securities_(finance).
- Investment_Industry_Regulatory_Organization_of_Canada subject Category:Self-regulatory_organizations.
- Investment_Industry_Regulatory_Organization_of_Canada type Abstraction100002137.
- Investment_Industry_Regulatory_Organization_of_Canada type AdministrativeUnit108077292.
- Investment_Industry_Regulatory_Organization_of_Canada type FinancialRegulatoryAuthoritiesOfCanada.
- Investment_Industry_Regulatory_Organization_of_Canada type Group100031264.
- Investment_Industry_Regulatory_Organization_of_Canada type Organization108008335.
- Investment_Industry_Regulatory_Organization_of_Canada type RegulatoryAgency108353406.
- Investment_Industry_Regulatory_Organization_of_Canada type Self-regulatoryOrganizations.
- Investment_Industry_Regulatory_Organization_of_Canada type SocialGroup107950920.
- Investment_Industry_Regulatory_Organization_of_Canada type Unit108189659.
- Investment_Industry_Regulatory_Organization_of_Canada type YagoLegalActor.
- Investment_Industry_Regulatory_Organization_of_Canada type YagoLegalActorGeo.
- Investment_Industry_Regulatory_Organization_of_Canada type YagoPermanentlyLocatedEntity.
- Investment_Industry_Regulatory_Organization_of_Canada type Agent.
- Investment_Industry_Regulatory_Organization_of_Canada type Organisation.
- Investment_Industry_Regulatory_Organization_of_Canada type Organization.
- Investment_Industry_Regulatory_Organization_of_Canada type Agent.
- Investment_Industry_Regulatory_Organization_of_Canada type SocialPerson.
- Investment_Industry_Regulatory_Organization_of_Canada type Thing.
- Investment_Industry_Regulatory_Organization_of_Canada comment "The Investment Industry Regulatory Organization of Canada (IIROC; Organisme Canadien de réglementation du commerce des valeurs mobilières or OCRCVM in French) is a non-profit, national self-regulatory organization (SRO). Established through the merger of the Investment Dealers Association of Canada (IDA) and Market Regulation Services Inc.".
- Investment_Industry_Regulatory_Organization_of_Canada label "Investment Industry Regulatory Organization of Canada".
- Investment_Industry_Regulatory_Organization_of_Canada sameAs m.04glzjz.
- Investment_Industry_Regulatory_Organization_of_Canada sameAs Q16987312.
- Investment_Industry_Regulatory_Organization_of_Canada sameAs Q16987312.
- Investment_Industry_Regulatory_Organization_of_Canada sameAs Investment_Industry_Regulatory_Organization_of_Canada.
- Investment_Industry_Regulatory_Organization_of_Canada wasDerivedFrom Investment_Industry_Regulatory_Organization_of_Canada?oldid=600318635.
- Investment_Industry_Regulatory_Organization_of_Canada homepage www.iiroc.ca.
- Investment_Industry_Regulatory_Organization_of_Canada isPrimaryTopicOf Investment_Industry_Regulatory_Organization_of_Canada.
- Investment_Industry_Regulatory_Organization_of_Canada name "Investment Industry Regulatory Organization of Canada".