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- Uniform_Investment_Adviser_Law_Exam abstract "In the United States, individuals seeking to become investment adviser representatives may qualify as candidates by taking the Uniform Investment Adviser Law Examination, also called the Series 65 exam. The exam covers topics necessary in order to provide investment advice to clients. The Uniform Investment Adviser Law Examination was developed by the North American Securities Administrators Association (NASAA) and is administered by the Financial Industry Regulatory Authority (FINRA). Each Series 65, Uniform Investment Adviser Law Examination, contains a total of 140 questions. One hundred thirty (130) of the questions count toward whether the candidate passes or fails the Series 65 exam. The other 10 questions are pretest and could appear in any position within the exam but do not count towards the final grade. In order for a candidate to pass the Series 65 Exam, he/she must correctly answer at least 94 of the 130 scored questions. Applicants are allowed 180 minutes to complete the exam.The Uniform Investment Adviser Law Examinations are assembled by FINRA using a process called “on the fly.” Each question in the pool has two parameters that are used as part of the assembly, a difficulty parameter and a content parameter. Each exam is assembled to meet the exam specifications for content and to have the same difficulty level as all other exams in the same Series.".
- Uniform_Investment_Adviser_Law_Exam wikiPageID "3548548".
- Uniform_Investment_Adviser_Law_Exam wikiPageRevisionID "595071172".
- Uniform_Investment_Adviser_Law_Exam hasPhotoCollection Uniform_Investment_Adviser_Law_Exam.
- Uniform_Investment_Adviser_Law_Exam subject Category:Financial_regulation.
- Uniform_Investment_Adviser_Law_Exam subject Category:United_States_securities_law.
- Uniform_Investment_Adviser_Law_Exam comment "In the United States, individuals seeking to become investment adviser representatives may qualify as candidates by taking the Uniform Investment Adviser Law Examination, also called the Series 65 exam. The exam covers topics necessary in order to provide investment advice to clients. The Uniform Investment Adviser Law Examination was developed by the North American Securities Administrators Association (NASAA) and is administered by the Financial Industry Regulatory Authority (FINRA).".
- Uniform_Investment_Adviser_Law_Exam label "Uniform Investment Adviser Law Exam".
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- Uniform_Investment_Adviser_Law_Exam sameAs Q7885049.
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- Uniform_Investment_Adviser_Law_Exam isPrimaryTopicOf Uniform_Investment_Adviser_Law_Exam.