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- catalog abstract "Essential reading for those who manage trusts or funds that contain securities. Virtually everything one needs to know about registration requirements and compliance guidelines--including how to avoid civil and criminal liabilities--is spelled out in this information-packed resource. Also covered are how to buy, sell and own securities in trust, as well as the problems fiduciaries typically encounter in offering investment or related services.".
- catalog contributor b6169099.
- catalog created "c1994.".
- catalog date "1994".
- catalog date "c1994.".
- catalog dateCopyrighted "c1994.".
- catalog description "Essential reading for those who manage trusts or funds that contain securities. Virtually everything one needs to know about registration requirements and compliance guidelines--including how to avoid civil and criminal liabilities--is spelled out in this information-packed resource. Also covered are how to buy, sell and own securities in trust, as well as the problems fiduciaries typically encounter in offering investment or related services.".
- catalog description "Includes bibliographical references.".
- catalog description "Problems under the Securities Act -- Problems under the Exchange Act -- Problems under other laws -- Accounts traded in parallel, common trust funds, and collective trust funds -- Issues concerning "paying up" for research by fiduciaries -- Insider information problems: Rule 10b-5 under the Exchange Act -- The bank as indenture trustee and creditor: effects of the Trust Indenture Reform Act of 1990 -- Sale andoperation of mutual funds.".
- catalog extent "xvi, 264 p. ;".
- catalog hasFormat "Fiduciary's guide to federal securities laws.".
- catalog identifier "0897079566".
- catalog isFormatOf "Fiduciary's guide to federal securities laws.".
- catalog issued "1994".
- catalog issued "c1994.".
- catalog language "eng".
- catalog publisher "Chicago, Ill. : The Association,".
- catalog relation "Fiduciary's guide to federal securities laws.".
- catalog spatial "United States.".
- catalog subject "KF1070.Z9 F52 1994".
- catalog subject "Securities United States.".
- catalog subject "Trusts and trustees United States.".
- catalog tableOfContents "Problems under the Securities Act -- Problems under the Exchange Act -- Problems under other laws -- Accounts traded in parallel, common trust funds, and collective trust funds -- Issues concerning "paying up" for research by fiduciaries -- Insider information problems: Rule 10b-5 under the Exchange Act -- The bank as indenture trustee and creditor: effects of the Trust Indenture Reform Act of 1990 -- Sale andoperation of mutual funds.".
- catalog title "A Fiduciary's guide to federal securities laws / Subcommittee on Securities Activities of Banks and Fiduciaries, Committee on Federal Regulation of Securities, Section of Business Law, American Bar Association.".
- catalog type "text".