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- catalog alternative "Securities regulation".
- catalog contributor b11862560.
- catalog contributor b11862561.
- catalog created "c2001.".
- catalog date "2001".
- catalog date "c2001.".
- catalog dateCopyrighted "c2001.".
- catalog description "Background of the Sec Statutes -- Of Bubbles and Giants -- State Regulation of Securities -- The Uniform Securities Acts -- New York and California -- Selective Federal Preemption: The National Securities Markets Improvement Act of 1996 -- Exemptions -- The Battle of the Philosophies -- A Telescopic Preview of the SEC Statutes -- Securities Act of 1933 -- Securities Exchange Act of 1934 -- Public Utility Holding Company Act of 1935 -- Trust Indenture Act of 1939 -- Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- Securities Investor Protection Act of 1970 -- Bankruptcy Reform Act of 1978 -- Preservation of State Jurisdiction -- The Federal Securities Code -- The Securities and Exchange Commission -- The Commission -- The Commission's Staff -- Rules of Conduct for Members and Employees -- Federal Regulation of the Distribution of Securities -- Distribution Techniques -- Strict or "Old Fashioned" Underwriting -- Firm Commitment Underwriting -- Best Efforts Underwriting -- Competitive Bidding -- Shelf Registration -- Securities Underwriting in General -- The Basic Prohibitions of [section]5 -- The Statutory Pattern -- Section 5 before the 1954 Amendments -- The Jurisdictional Base of [section]5 -- The Prefiling Period -- The Waiting Period -- The Posteffective Period -- The Registration Procedure: A Study in Administrative Technique -- The Statutory Pattern -- The Preeffective Period -- Posteffective Problems -- Administrative Proceedings against the Registration Statement [[sections]8(b) and 8(d)].".
- catalog description "Includes bibliographical references and index.".
- catalog extent "xxxvi, 1581 p. ;".
- catalog hasFormat "Fundamentals of securities regulation.".
- catalog identifier "0735516464".
- catalog isFormatOf "Fundamentals of securities regulation.".
- catalog issued "2001".
- catalog issued "c2001.".
- catalog language "eng".
- catalog publisher "Gaithersburg : Aspen Law & Business,".
- catalog relation "Fundamentals of securities regulation.".
- catalog spatial "United States.".
- catalog subject "346.73/092 21".
- catalog subject "Corporations Finance Law and legislation United States.".
- catalog subject "KF1439 .L68 2000".
- catalog subject "Securities United States.".
- catalog tableOfContents "Background of the Sec Statutes -- Of Bubbles and Giants -- State Regulation of Securities -- The Uniform Securities Acts -- New York and California -- Selective Federal Preemption: The National Securities Markets Improvement Act of 1996 -- Exemptions -- The Battle of the Philosophies -- A Telescopic Preview of the SEC Statutes -- Securities Act of 1933 -- Securities Exchange Act of 1934 -- Public Utility Holding Company Act of 1935 -- Trust Indenture Act of 1939 -- Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- Securities Investor Protection Act of 1970 -- Bankruptcy Reform Act of 1978 -- Preservation of State Jurisdiction -- The Federal Securities Code -- The Securities and Exchange Commission -- The Commission -- The Commission's Staff -- Rules of Conduct for Members and Employees -- Federal Regulation of the Distribution of Securities -- Distribution Techniques -- Strict or "Old Fashioned" Underwriting -- Firm Commitment Underwriting -- Best Efforts Underwriting -- Competitive Bidding -- Shelf Registration -- Securities Underwriting in General -- The Basic Prohibitions of [section]5 -- The Statutory Pattern -- Section 5 before the 1954 Amendments -- The Jurisdictional Base of [section]5 -- The Prefiling Period -- The Waiting Period -- The Posteffective Period -- The Registration Procedure: A Study in Administrative Technique -- The Statutory Pattern -- The Preeffective Period -- Posteffective Problems -- Administrative Proceedings against the Registration Statement [[sections]8(b) and 8(d)].".
- catalog title "Fundamentals of securities regulation / Louis Loss, Joel Seligman.".
- catalog title "Securities regulation".
- catalog type "text".