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- catalog alternative "Securities regulation".
- catalog contributor b13148433.
- catalog contributor b13148434.
- catalog created "c2004.".
- catalog date "2004".
- catalog date "c2004.".
- catalog dateCopyrighted "c2004.".
- catalog description "1. Background of the SEC statutes -- 2. Federal regulation of the distribution of securities -- 3. Coverage of the securities act of 1933: definitions and exemptions -- 4. Protective committee reform: the trust indenture act of 1939 and SEC functions under the bankruptcy code -- 5. "Control" concepts under the SEC statutes -- 6. Registration and postregistration provisions of the 1934 act -- 7. Regulation of the securities Markets -- 8. Regulation of brokers, dealers, and investment advisers -- 9. Fraud -- 10. Manipulation -- 11. Civil liability -- 12. Government litigation -- 13. SEC Administrative law -- 14. Conflict of laws, procedural aspects, and "Globalizations."".
- catalog description "Includes bibliographical references and index.".
- catalog extent "xxxvi, 1602 p. ;".
- catalog identifier "073554199X".
- catalog issued "2004".
- catalog issued "c2004.".
- catalog language "eng".
- catalog publisher "New York : Aspen,".
- catalog spatial "United States.".
- catalog subject "346.73/0922 22".
- catalog subject "Corporations Finance Law and legislation United States.".
- catalog subject "KF1439 .L68 2004".
- catalog subject "Securities United States.".
- catalog tableOfContents "1. Background of the SEC statutes -- 2. Federal regulation of the distribution of securities -- 3. Coverage of the securities act of 1933: definitions and exemptions -- 4. Protective committee reform: the trust indenture act of 1939 and SEC functions under the bankruptcy code -- 5. "Control" concepts under the SEC statutes -- 6. Registration and postregistration provisions of the 1934 act -- 7. Regulation of the securities Markets -- 8. Regulation of brokers, dealers, and investment advisers -- 9. Fraud -- 10. Manipulation -- 11. Civil liability -- 12. Government litigation -- 13. SEC Administrative law -- 14. Conflict of laws, procedural aspects, and "Globalizations."".
- catalog title "Fundamentals of securities regulation / Louis Loss, Joel Seligman.".
- catalog title "Securities regulation".
- catalog type "text".