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- 2007270848 contributor B10814932.
- 2007270848 contributor B10814933.
- 2007270848 created "c2006.".
- 2007270848 date "2006".
- 2007270848 date "c2006.".
- 2007270848 dateCopyrighted "c2006.".
- 2007270848 description "Adviser regulation - an overview / Audrey C. Talley -- Form ADV, uniform application for investment adviser regulation / John Bronson -- Excerpts from relevant statutes and regulations / Peter M. Rosenblum -- No action letters / Peter M. Rosenblum -- Custody, proxy voting, suitability and investment restrictions / Michael B. Koffler -- Brokerage and trading practices / Domenick Pugliese -- Compliance programs for investment advisers and investment companies / Christopher S. Petito.".
- 2007270848 description "Includes bibliographical references.".
- 2007270848 extent "310 p. :".
- 2007270848 identifier "1402408277".
- 2007270848 identifier "9781402408274".
- 2007270848 isPartOf "Corporate law and practice course handbook series ; no. B-1572".
- 2007270848 issued "2006".
- 2007270848 issued "c2006.".
- 2007270848 language "eng".
- 2007270848 publisher "New York, NY : Practising Law Institute,".
- 2007270848 spatial "United States.".
- 2007270848 subject "Investment advisors Legal status, laws, etc. United States.".
- 2007270848 subject "Investments Law and legislation United States.".
- 2007270848 subject "KF1072 .A72 2006".
- 2007270848 subject "Securities United States.".
- 2007270848 subject "United States. Securities and Exchange Commission Rules and practice.".
- 2007270848 tableOfContents "Adviser regulation - an overview / Audrey C. Talley -- Form ADV, uniform application for investment adviser regulation / John Bronson -- Excerpts from relevant statutes and regulations / Peter M. Rosenblum -- No action letters / Peter M. Rosenblum -- Custody, proxy voting, suitability and investment restrictions / Michael B. Koffler -- Brokerage and trading practices / Domenick Pugliese -- Compliance programs for investment advisers and investment companies / Christopher S. Petito.".
- 2007270848 title "The ABCs of investment adviser regulation / chair, Clifford E. Kirsch.".
- 2007270848 type "text".